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SECURITIES AND EXCHANGE COMMISSION v. COOPER

No. 73 Civ. 2508 (EW).

402 F.Supp. 516 (1975)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Leonard COOPER et al., Defendants.

United States District Court, S. D. New York.

August 7, 1975.

Attorney(s) appearing for the Case

William D. Moran, Regional Administrator, S.E.C., New York City, for plaintiff; William Nortman, Jeffrey H. Tucker, Stuart Perlmutter, Douglas P. Jacobs, New York City, of counsel.

Phillips, Nizer, Benjamin, Krim & Ballon, New York City, for defendants; Burton H. Finkelstein, David J. Levenson, Washington, D. C., David M. Lewis, of counsel.

OPINION FINDINGS OF FACT AND CONCLUSIONS OF LAW

EDWARD WEINFELD, District Judge.

The Securities and Exchange Commission ("Commission") instituted this action for preliminary and permanent injunctive relief against seven defendants, charging them with violations or aiding and abetting violations of the registration provisions of the Securities Act of 19331 and the anti-fraud provisions of that Act2

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