RICH v. NEW YORK STOCK EXCHANGE

No. 676, Docket 74-2242.

522 F.2d 153 (1975)

Norman RICH et al., Plaintiffs-Appellants, v. NEW YORK STOCK EXCHANGE et al., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided July 8, 1975.


Attorney(s) appearing for the Case

Alfred S. Julien, New York City (Julien & Schlesinger, P.C., Stuart A. Schlesinger, David A. Jaroslawicz, New York City, on the brief), for plaintiffs-appellants.

Russell E. Brooks, New York City (Milbank, Tweed, Hadley & McCloy, Richard C. Tufaro, New York City, on the brief), for appellee New York Stock Exchange, Inc.

Arnold I. Roth, New York City (Rosenman, Colin, Kaye, Petschek, Freund & Emil, New York City, on the brief), for appellee Ladenburg Thalmann & Co., Inc.

Before MOORE, FEINBERG, and MANSFIELD, Circuit Judges.


MOORE, Circuit Judge:

Plaintiffs,1 a group of investors, suing on behalf of themselves and all other similarly situated, who were customers of the brokerage firm of Weis Securities, Inc. (Weis) "during April and May of 1973" appeal from a judgment dismissing their second amended complaint against New York Stock Exchange (NYSE), Ladenburg Thalmann & Co., Inc., (Ladenburg), Arthur Levine, Sol Leit, Allen Solomon and Joel Kubie (officers...

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