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SEC v. SCOTT, GORMAN MUNICIPALS, INC.

No. 75 Civ. 4373.

407 F.Supp. 1383 (1975)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SCOTT, GORMAN MUNICIPALS, INC., et al., Defendants.

United States District Court, S. D. New York.

December 29, 1975.

Attorney(s) appearing for the Case

William D. Moran, Regional Administrator of the Securities and Exchange Commission, New York Regional Office, New York City, for plaintiff; Harry L. Garmansky, Franklin D. Ormsten, Donald N. Malawsky, Edward Shapiro, Nadine Liebhardt-Kelly, Jason Gettinger, New York City, of counsel.

Schulman Gasarch & Scheichet, P.C., New York City, for defendants Scott Gorman and Kramer; William Davis, New York City, of counsel.

Zissu, Lore, Halper & Robson, New York City, for Weinstein and Ingargiola; Morton S. Robson, New York City, of counsel.

Kaplan, Kilsheimer & Foley, New York City, for Marsh; Dermot G. Foley, Robert N. Kaplan, New York City, of counsel.

MEMORANDUM

BONSAL, District Judge.

Plaintiff Securities and Exchange Commission ("SEC") commenced this action against Scott, Gorman Municipals, Inc. ("Scott Gorman"), Kenneth Kramer, Jack Weinstein, Eugene Ingargiola and Raymond Marsh on September 5, 1975. The SEC alleges violations by defendants of section 17(a) of the Securities Act of 1933 ("the 1933 Act"), 15 U.S.C. § 77q(a), and section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. &...

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