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LANK v. NEW YORK STOCK EXCHANGE

No. 71 Civ. 5525.

405 F.Supp. 1031 (1975)

Aubrey B. LANK, as Receiver of Pickard & Company, Incorporated, Plaintiff, v. The NEW YORK STOCK EXCHANGE, Defendant.

United States District Court, S. D. New York.

December 29, 1975.

Attorney(s) appearing for the Case

Spengler, Carlson, Gubar & Churchill, New York City, for plaintiff; Robert S. Carlson, J. Edward Meyer, III, Gregory Katz, New York City, of counsel.

Milbank, Tweed, Hadley & McCloy, New York City, for defendant; Russell E. Brooks, New York City, of counsel.

LASKER, District Judge.

Aubrey B. Lank (Lank) sues the New York Stock Exchange (the Exchange) as Receiver of Pickard & Company, Incorporated (Pickard), a defunct brokerage firm which was a member of the Exchange prior to its liquidation in the Spring of 1968. The complaint alleges violation of Section 6 of the Securities Exchange Act of 1934, 15 U.S.C. § 78f,1 and seeks damages in excess of $2,000,000., a sum comprised of amounts...

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