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HAYDEN v. WALSTON & CO., INC.

No. 73-2133.

528 F.2d 901 (1975)

Harry HAYDEN et al., Plaintiffs-Appellants, v. WALSTON & CO., INC., et al., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

December 29, 1975.

Attorney(s) appearing for the Case

Henry A. Carey, Carey & Stoll, Portland, Or., for plaintiffs-appellants.

Donald Joe Willis, Souther, Spaulding, Kinsey, Williamson & Schwabe, Portland, Or., for defendants-appellees.

Before KOELSCH, BROWNING and GOODWIN, Circuit Judges.

OPINION

PER CURIAM:

This is an appeal from the dismissal with prejudice of appellants' second amended complaint.

Appellants were solicited by and purchased stock through a salesman employed by the defendant Walston & Co., who at the time was unlicensed to sell securities and was not registered as a "representative" with the National Association of Securities Dealers, as required by NASD rules applicable to member Association such as Walston ...

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