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SECURITIES & EXCH. COM'N v. CAPITAL COUNSELLORS, INC.

No. 404, Docket 74-2023.

512 F.2d 654 (1975)

SECURITIES & EXCHANGE COMMISSION, Plaintiff-Appellee, v. CAPITAL COUNSELLORS, INC., et al., Defendants. CONBOY, HEWITT, O'BRIEN & BOARDMAN, Appellant, v. Sydney B. WERTHEIMER, Receiver-Appellee.

United States Court of Appeals, Second Circuit.

Decided March 3, 1975.

Attorney(s) appearing for the Case

Hobart L. Brinsmade, Conboy, Hewitt, O'Brien & Boardman, and David J. Mountan, Jr., New York City, for appellant pro se.

Leon Leighton, New York City, for receiver-appellee.

Walter P. North, Senior Asst. Gen. Counsel, and Frederick L. White, S. E. C., for plaintiff-appellee.

Before WATERMAN, FRIENDLY and GURFEIN, Circuit Judges.

FRIENDLY, Circuit Judge:

This is an appeal from an order of Judge Cooper of the District Court for the Southern District of New York, denying the application of a law firm, Conboy, Hewitt, O'Brien & Boardman (Conboy, Hewitt), for payment of $20,000 in legal fees for services rendered Capital Counsellors, Inc., a broker-dealer, and Capital Advisors, Inc., an investment adviser, both registered with the Securities and Exchange Commission (SEC). Conboy, Hewitt also...

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