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STARKMAN v. SEROUSSI

No. 73 Civ. 3826.

377 F.Supp. 518 (1974)

O. Bernard STARKMAN, Plaintiff, v. Henry I. SEROUSSI et al., Defendants.

United States District Court, S. D. New York.

June 18, 1974.

Attorney(s) appearing for the Case

Esther Antell, New York City, for plaintiff.

Gerwin & Ehrenclou, New York City, for defendant Shearson, Hammill & Co., Incorporated; Richard L. Weingarten, New York City, of counsel.

OPINION

EDWARD WEINFELD, District Judge.

This case presents the issue whether an alleged violation of rules of the New York Stock Exchange adopted pursuant to the Securities Exchange Act of 19341 grounds a cause of action under that Act so as to vest exclusive jurisdiction in the federal courts and thereby preclude the enforcement of an arbitration agreement under Wilko v. Swan.2

Plaintiff...

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