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FOX, APPELLANT v. PA. SEC. COMM.

No. 1663 C.D. 1973.

17 Pa.Commw. 72 (1974)

Richard C. Fox, Esquire, Appellant, v. Pennsylvania Securities Commission, Appellee.

Commonwealth Court of Pennsylvania.

November 25, 1974.

Attorney(s) appearing for the Case

Lewis H. Markowitz, with him Markowitz, Kagen & Griffith, for appellants.

Martin H. Aussenberg, Assistant Attorney General, with him Carl F. Safanda, Deputy Attorney General, for appellee.

Argued September 4, 1974, before President Judge BOWMAN and Judges CRUMLISH, JR., KRAMER, WILKINSON, JR., MENCER, ROGERS and BLATT. Reargued June 3, 1975, before the court en banc.

OPINION BY JUDGE BLATT, November 25, 1974:

This appeal arises out of an attempt by the Pennsylvania Securities Commission (Commission) to subpoena certain records and documents allegedly in the custody and control of the appellant, Richard C. Fox.

On August 15, 1973, pursuant to an investigation of sales of securities by American Leasing and Franchising, Inc. (ALF) and its related companies, the Commission issued four subpoenas directing Mr. Fox, a former...

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