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SECURITIES & EXCH. COM'N v. NORTH AMER. RESEARCH & D. CORP.

No. 67 Civ. 3724.

375 F.Supp. 465 (1974)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. NORTH AMERICAN RESEARCH AND DEVELOPMENT CORP. et al., Defendants.

United States District Court, S. D. New York.

March 8, 1974.

Attorney(s) appearing for the Case

William D. Moran, Regional Administrator, S. E. C., New York City, for plaintiff; Donald N. Malawsky, Roger M. Deitz, New York City, of counsel.

Glass & Greenberg, New York City, for defendants North American Research and Development Corp. and K. Ralph Bowman; Lorance Hockert, New York City, of counsel.

Sidney Schreiberg, New York City, for defendant White.

Alfred N. Blumberg, pro se.

OPINION FINDINGS OF FACT AND CONCLUSIONS OF LAW

EDWARD WEINFELD, District Judge.

This action was commenced in September 1967 by the Securities and Exchange Commission (SEC) against North American Research and Development Corporation (North American) and forty-two other defendants for a permanent injunction against continued violations of the registration1 and anti-fraud provisions...

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