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SECURITIES & EXCH. COM'N v. W. L. MOODY & CO., BANK. (UNINC.)

Civ. A. No. 72-G-167.

374 F.Supp. 465 (1974)

SECURITIES & EXCHANGE COMMISSION, Plaintiff, v. W. L. MOODY & CO., BANKERS (UNINCORPORATED), and Shearn Moody, Jr., Defendants.

United States District Court, S. D. Texas, Galveston Division.

Supplemental Memorandum (with supporting orders) filed March 25, 1974.

Attorney(s) appearing for the Case

James E. Sims, Houston, Tex., for Securities & Exchange Commission.

V. W. McLeod, McLeod, Alexander, Powel & Apffel, Galveston, Tex., for defendants.

Charles Sapp, Liddell, Sapp, Zivley & Brown, Houston, Tex., for receiver.

MEMORANDUM AND ORDER

NOEL, District Judge.

I. Preface

On the evening of September 6, 1972, the Securities and Exchange Commission (hereinafter called SEC) initiated this lawsuit. Named as defendants were W. L. Moody & Co., Bankers (Unincorporated) (hereinafter called Bank) and Shearn Moody, Jr. (hereinafter called Moody).1 Simultaneously, the Court entered a Final Judgment (hereinafter called Consent Decree), which...

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