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INDEPENDENT INV. PROTEC. LEAGUE v. SECURITIES & EX. COM'N

Motion Nos. 5-10, Dockets 73-2607, 73-2662, 73-2549.

495 F.2d 311 (1974)

INDEPENDENT INVESTOR PROTECTIVE LEAGUE, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION and Pan Australian Fund, Ltd., Respondents. INDEPENDENT INVESTOR PROTECTIVE LEAGUE, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent (two cases).

United States Court of Appeals, Second Circuit.

Decided April 8, 1974.

Attorney(s) appearing for the Case

I. Walton Bader, New York City (Bader & Bader, New York City, on the brief), for petitioner.

Thomas L. Taylor, III, and James H. Schropp, Attys., S. E. C., Washington, D. C. (David Ferber, Sol., Paul Gonson and Theodore Sonde, Asst. Gen. Counsel, Washington, D. C., on the brief), for respondent S. E. C.

Cleary, Gottlieb, Steen & Hamilton, New York City, for respondent Pan Australian Fund, Ltd.

Before LUMBARD, FEINBERG and MULLIGAN, Circuit Judges.

FEINBERG, Circuit Judge:

The Securities and Exchange Commission (SEC) has moved to dismiss the petitions for review in these three related cases on the ground that petitioner Independent Investor Protective League (IIPL) is not "aggrieved" within the meaning of the relevant review provision. 15 U.S.C. § 80a-42.

The substantive issue in these proceedings is the propriety of the SEC's grant of exemptions to various applicant companies under the Investment...

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