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COMMONWEALTH v. DAVID

365 Mass. 47 (1974)

309 N.E.2d 484

COMMONWEALTH vs. NATHAN H. DAVID.

Supreme Judicial Court of Massachusetts, Suffolk.

April 2, 1974.

Attorney(s) appearing for the Case

Lawrence D. Shubow for the defendant.

Howard J. Camuso, Assistant Attorney General, for the Commonwealth.

Present: TAURO, C.J., REARDON, HENNESSEY, & KAPLAN, JJ.

HENNESSEY, J.

The defendant, who is and was at all material times an attorney, by this bill of exceptions challenges his convictions, after a trial without jury in the Superior Court, on all five counts of an indictment for violations of the Sale of Securities Act, G.L.c. 110A.1 A fine of $200 was imposed on each count. The five counts, identical but for dates, amounts, and buyers, charged that the defendant "on or about ... [a specified...

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