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CRAWFORD v. MERRILL, LYNCH, PIERCE

35 N.Y.2d 291 (1974)

James Crawford, Respondent, v. Merrill Lynch, Pierce, Fenner & Smith, Inc. et al., Appellants.

Court of Appeals of the State of New York.

Decided October 23, 1974.

Attorney(s) appearing for the Case

William L. Allen, Jr. for appellants.

Robert E. Moses for respondent.

Andrew J. Connick and Lana Borsook for the New York Stock Exchange, Inc., amicus curiae.

Chief Judge BREITEL and Judges GABRIELLI, JONES, RABIN and STEVENS concur; Judge JASEN taking no part.

WACHTLER, J.

For several years James Crawford was employed as a registered representative by Merrill Lynch, Pierce, Fenner & Smith, Inc. (hereinafter "Merrill Lynch"). In October of 1970, having left the firm, he brought an action in the Supreme Court, Onondaga County, to recover commissions allegedly earned by him during the period of his employment. The action was commenced by service of a summons and complaint...

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