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S.E.C. v. DOLNICK

No. 73-1752.

501 F.2d 1279 (1974)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Alvin DOLNICK, Defendant-Appellant.

United States Court of Appeals, Seventh Circuit.

Decided August 16, 1974.

Attorney(s) appearing for the Case

M. David Hyman, New York City, Alex H. Dolnick, Chicago, Ill., for defendant-appellant.

Walter North, Associate Gen. Counsel, Jacob H. Stillman, Asst. Gen. Counsel, Securities and Exchange Commission, Washington, D. C., for plaintiff-appellee.

Before SWYGERT, Chief Judge, and FAIRCHILD and CUMMINGS, Circuit Judges.

CUMMINGS, Circuit Judge.

This enforcement action was brought against Alvin H. Dolnick and 18 others by the Securities and Exchange Commission pursuant to Section 20(b) of the Securities Act of 1933 (15 U.S.C. § 77t(b)) and Section 21(e) of the Securities Exchange Act of 1934 (15 U.S.C. § 78u(e)). Dolnick is a securities salesman in the Chicago office of a nationally known brokerage firm. Through default and consent judgments, all defendants

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