SECURITIES & EXCHANGE COM'N v. HAFFENDEN-RIMAR INT., INC.

No. 73-2297.

496 F.2d 1192 (1974)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. HAFFENDEN-RIMAR INTERNATIONAL, INC., et al., Appellants.

United States Court of Appeals, Fourth Circuit.

Decided May 29, 1974.


Attorney(s) appearing for the Case

Joseph E. Casey and Edward F. Canfield, Washington, D. C., for appellants.

Frederick T. Spindel, Sp. Counsel, S. E.C. (Lawrence E. Nerheim, Gen. Counsel, Walter P. North, Associate Gen. Counsel, Jacob H. Stillman, Asst. Gen. Counsel, Glynn L. Mays and Lloyd F. Ryan, Jr., Attys., S.E.C., on brief), for appellee.

Before HAYNSWORTH, Chief Judge, and RUSSELL and FIELD, Circuit Judges.


PER CURIAM:

This is an appeal from an order of the United States District Court for the Eastern District of Virginia permanently enjoining appellants from selling casks of whiskey in storage in Scotland upon the ground that such sales were violations of the registration provisions of § 5 of the Securities Act of 1933, 15 U.S. C. § 77e(a) and (c); the antifraud provisions of § 17(a) of that Act, 15 U.S.C. § 77q(a); § 10(b) of the Securities...

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