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RICH v. NEW YORK STOCK EXCHANGE

No. 73 Civ. 4642.

379 F.Supp. 1122 (1974)

Norman RICH et al., Plaintiffs, v. NEW YORK STOCK EXCHANGE et al., Defendants.

United States District Court, S. D. New York.

July 22, 1974.

Attorney(s) appearing for the Case

Julien & Schlesinger, P. C. by Alfred S. Julien, Stuart A. Schlesinger and David Jaroslawicz, New York City, for plaintiffs.

Milbank, Tweed, Hadley & McCloy, by Russell E. Brooks, New York City, for New York Stock Exchange.

Rosenman Colin Kaye Petschek Freund & Emil, by Marvin G. Pickholz, New York City, for Ladenburg, Thalmann & Co.

MEMORANDUM

BRIEANT, District Judge.

Early in the year 1973, Weis Securities, Inc. (hereinafter "Weis"), a member firm of the New York Stock Exchange, (hereinafter the "Exchange" or "NYSE") was engulfed by financial difficulties. On May 24, 1973, when its condition appeared to be beyond salvation, the Securities Investors Protection Corporation ("SIPC") petitioned this Court, pursuant to the provisions of the...

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