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SECURITIES AND EXCHANGE COM'N v. S. J. SALMON & CO., INC.

No. 72 Civ. 560.

375 F.Supp. 867 (1974)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Securities Investor Protection Corporation, Applicant, v. S. J. SALMON & CO., INC., Defendant.

United States District Court, S. D. New York.

May 29, 1974.

Attorney(s) appearing for the Case

Fine, Tofel & Saxl, New York City (Sherman J. Saxl, New York City, of counsel), for claimant-appellant.

Hughes, Hubbard & Reed, New York City (J. Bruce Ferguson, New York City, of counsel), for trustee.

OPINION

BAUMAN, District Judge.

In this action, brought pursuant to the Securities Investor Protection Act, 15 U.S.C. § 78aaa et seq., Myrna Chase appeals from an order of Hon. Asa S. Herzog, Bankruptcy Judge, sustaining the trustee's objections to claims which she had filed. For the reasons that follow, Judge Herzog's order is affirmed.

A hearing was held on the Chase claim before Judge Herzog on September 18, 1973. It was there established...

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