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McCORMICK v. ESPOSITO

No. 73-3118.

500 F.2d 620 (1974)

Arthur F. McCORMICK, Individually, and as Trustee of the A. F. & T. R. McCormick Trust, Plaintiffs-Appellants, v. James V. ESPOSITO et al., Defendants-Appellees.

United States Court of Appeals, Fifth Circuit.

September 13, 1974.

Attorney(s) appearing for the Case

Arthur F. McCormick, Jr., Miami, Fla., for McCormick, Sr.

James W. Crabtree, Samuel C. Ullman, Miami, Fla., for defendants-appellees.

Before GEWIN, GOLDBERG and CLARK, Circuit Judges.

GOLDBERG, Circuit Judge:

This dispute between a stock brokerage house and its stock-broken customer propels us into the esoteric Wall Street world of Margin Accounts and Special Miscellaneous Accounts. Plaintiff customer, who proved to be unjustifiably bullish in the arena of stock exchange securities, now seeks the judicial security of the federal courthouse and asks for damages for defendants' alleged violations of securities regulations and New York Stock Exchange...

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