SECURITIES AND EXCHANGE COMMISSION v. WONG

Civ. No. 375-65.

369 F.Supp. 646 (1974)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Quing N. WONG and Josiah M. Scott, etc., Defendants.

United States District Court, D. Puerto Rico.

January 31, 1974.


Attorney(s) appearing for the Case

Walter P. North, Associate Gen. Counsel, Securities and Exchange Commission, Washington, D. C., for plaintiff.

A. J. Amadeo-Murga, Nilda Cordero De Gomez, San Juan, P. R., for defendants.


MEMORANDUM AND ORDER

CANCIO, Chief Judge.

Dated October 24, 1973, Tomás R. Gómez, Jr., petitioned this Court to be relieved of an undertaking by which he agreed with plaintiff, Securities and Exchange Commission, not to serve or act in the capacity of an officer, director, employee affiliated person, or member of an advisory board of any of the following: Puerto Rico Capital Corporation, any registered broker-dealer, any registered investment company...

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