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SECURITIES AND EXCHANGE COM'N v. OXFORD SECURITIES LTD.

No. 73 Civ. 322.

354 F.Supp. 301 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Securities Investor Protection Corporation, Applicant, v. OXFORD SECURITIES LTD., Defendant.

United States District Court, S. D. New York.

January 26, 1973.

Attorney(s) appearing for the Case

William D. Moran, Acting Regional Administrator, S. E. C., New York City, for plaintiff; William Nortman, Thomas R. Beirne, Ossinging, N. Y., and Michael T. Gregg, New York City, of counsel.

Theodore H. Focht, Gen. Counsel, Washington, D. C., for applicant; James S. Armstrong, Jr., and Francis L. Carter, Washington, D. C., of counsel.

Schulman & Gasarch, New York City, for defendant.

OPINION

MacMAHON, District Judge.

This matter presents for our consideration two applications for equitable relief. The first application is by the Securities and Exchange Commission ("Commission") for a final judgment of permanent injunction by consent. The second application is by Securities Investor Protection Corporation ("SIPC") for varied injunctive relief and the appointment of persons specified by it as trustee and as attorney to represent him in...

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