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KASNER v. H. HENTZ & CO.

No. 72-1575.

475 F.2d 119 (1973)

David KASNER and Joan Kasner, Plaintiffs-Appellants, v. H. HENTZ & CO. and Ralph Nernberg, Defendants-Appellees.

United States Court of Appeals, Fifth Circuit.

Rehearing Denied April 4, 1973.

Attorney(s) appearing for the Case

Michael Nachwalter, Miami, Fla., for plaintiffs-appellants.

Sidney M. Aronovitz, Miami, Fla., for defendants-appellees.

Before BROWN, Chief Judge, and TUTTLE and INGRAHAM, Circuit Judges.

INGRAHAM, Circuit Judge:

Plaintiffs-appellants, customers of H. Hentz & Co., a brokerage firm, brought suit against the firm and Ralph Nernberg, its registered agent, to recover damages allegedly occasioned by Nernberg's false dealings and breach of trust in handling plaintiffs' discretionary stock account. More particularly, plaintiffs sought damages from Nernberg and Hentz on three theories: (1) violations of 15 U.S.C. § 78j, 15 U.S.C. § 78o

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