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SENNOTT v. RODMAN & RENSHAW

No. 71-1201.

474 F.2d 32 (1973)

Richard J. SENNOTT and Joan Sennott, Plaintiffs-Appellees, v. RODMAN & RENSHAW, Defendant-Appellant.

United States Court of Appeals, Seventh Circuit.

Decided January 18, 1973.

Rehearing Denied March 28, 1973.

Attorney(s) appearing for the Case

Howard Lewis Fink, Robert Dunn Glick, Ira S. Kolb, Chicago, Ill., for defendant-appellant.

Patrick W. O'Brien, James W. Gladden, Jr., Chicago, Ill., for plaintiffs-appellees.

Before SWYGERT, Chief Judge, PELL, Circuit Judge, and LARAMORE, Senior Judge.

PELL, Circuit Judge.

Appellant Rodman & Renshaw, a securities brokerage house and member of the New York Stock Exchange, appeals from an adverse judgment in the district court awarding appellees Richard and Joan Sennott damages of $99,600 plus prejudgment interest. Appellant was found vicariously liable for the damage caused Sennott and his wife by the fraudulent securities manipulations of Jordan Rothbart, a former associate of Rodman & Renshaw and son of...

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