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IN RE MUTUAL FUND SALES ANTITRUST LITIGATION

Civ. A. No. Misc. 103-73. Civ. A. No. 2454-72, 338-73, 426-73.

374 F.Supp. 95 (1973)

In re MUTUAL FUND SALES ANTITRUST LITIGATION. Genevieve M. HADDAD, Plaintiff, v. The CROSBY CORPORATION et al., Defendants. UNITED STATES of America, Plaintiff, v. The NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., et al., Defendants. Arthur GROSS, Joseph Lerman, and Rose Lerman, on behalf of themselves and all other individual mutual fund shareholders similarly situated, Plaintiffs, v. The NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., et al., Defendants.

United States District Court, District of Columbia.

December 14, 1973.

Attorney(s) appearing for the Case

Carl W. Schwarz, Daniel R. Hunter, Dept. of Justice, Charles Jay Pilzer, Washington, D.C., David Berger, Philadelphia, Pa., for plaintiffs.

Daniel P. Levitt, (Liaison Counsel) Paul, Weiss, Goldberg, Rifkind, Wharton & Garrison, Lloyd J. Derrickson, Washington, D.C., for defendants.

MEMORANDUM OPINION

CORCORAN, District Judge.

I

THE NATURE OF THE CASE

The above-captioned lawsuits are civil actions alleging violations of the federal antitrust laws in connection with the distribution of securities of openend management investment companies ("mutual funds").1 The operations of such companies are governed generally by the Investment Company Act of 19402 (the 1940...

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