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SECURITIES & EXCH. COM'N v. BRIGADOON SCOTCH DISTRIBUTING CO.

Nos. 832-835, Dockets 73-1395 and 73-1444 to 73-1446.

480 F.2d 1047 (1973)

SECURITIES AND EXCHANGE COMMISSION, Petitioner-Appellee and Cross-Appellant, v. BRIGADOON SCOTCH DISTRIBUTING CO., et al., Respondents-Appellants and Cross-Appellees.

United States Court of Appeals, Second Circuit.

Decided June 7, 1973.

Attorney(s) appearing for the Case

Walter P. North, Acting Gen. Counsel, S.E.C., Washington, D. C. (Michael A. Macchiaroli, Atty., S.E.C., Washington, D.C., on the brief), for applicant-appellee and cross-appellant.

Bradley R. Brewer, New York City, for respondent-appellant Brigadoon Scotch Distributing Co.

Arthur J. Homans, New York City, for respondent-appellant Milbank Trading Co., Inc.

Irving A. Logue, Miller & Seeger, New York City, for respondent-appellant Leith-Moor Scotch Whiskey Co.

Before LUMBARD and FRIENDLY, Circuit Judges, and THOMSEN, District Judge.

LUMBARD, Circuit Judge:

On January 26, 1972, the Securities and Exchange Commission ("SEC") applied to the district court for the Southern District of New York for an order pursuant to section 22(b) of the Securities Act of 1933, 15 U.S.C. §§ 77v(b), and section 21(c) of the Securities Exchange Act of 1934, 15 U.S.C. § 78u(c), directing compliance with subpoenas duces tecum issued to Brigadoon Scotch Distributing Co. ("Brigadoon"), Milbank Trading...

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