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SECURITIES & EXCH. COM'N v. AMERICAN ASSOCIATED SYS., INC.

Nos. 73-1064, 73-1065.

482 F.2d 1040 (1973)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. AMERICAN ASSOCIATED SYSTEMS, INC., et al., Robert Edwin Lee, Appellant.

United States Court of Appeals, Sixth Circuit.

Decided July 31, 1973.

Attorney(s) appearing for the Case

Robert E. Lee, pro se; Charles V. Boarman, Lexington, Ky., on brief.

John I. Mayer, William D. Goldsberry, Joseph L. Grant, Howard P. Alterman, S. E. C., Chicago, Ill., Paul Gonson, Asst. Gen. Counsel, S. E. C., Washington, D. C., for appellee; Walter P. North, Acting Gen. Counsel, David Ferber, Sol., Martin S. Berglas, Atty., S. E. C., Washington, D. C., on brief.

Before PHILLIPS, Chief Judge, and CELEBREZZE and PECK, Circuit Judges.

PER CURIAM.

Defendant-appellant, Robert E. Lee, seeks reversal of an order for permanent injunction entered against him. The injunction forbids further violations of the anti-fraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. We affirm.

This action, brought by the Securities Exchange Commission, originally sought permanent injunctions against three Kentucky corporations and eight individuals. Default judgments were entered...

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