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SECURITIES & EXCH. COM'N v. NATIONAL BANKERS LIFE INS. CO.

No. 71-3599.

477 F.2d 920 (1973)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. NATIONAL BANKERS LIFE INSURANCE COMPANY et al., Defendants, Tom Max Thomas et al., Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

April 18, 1973.

Attorney(s) appearing for the Case

Larry Huelbig, Dallas, Tex., for Thomas.

Willard Herbert, Dallas, Tex., for Osorio.

Charles P. Storey, Dallas, Tex., for Carr.

Robert M. Cady, Dallas, Tex., for Hoover.

John Bass, Dallas, Tex., Gene M. Gardner, Duncan, Okl., for So. Atlantic Corp.

G. Bradford Cook, Gen. Counsel, S. E. C., Washington, D. C., Gerald E. Boltz, Robert F. Watson, Ernest Steve Watson, Fort Worth, Tex., Walter P. North, Associate Gen. Counsel, Jacob H. Stillman, Asst. Gen. Counsel, Alan Blank, Sp. Counsel, S.E.C., Washington, D. C., for plaintiff-appellee.

Arthur F. Mathews, A. Douglas Melamed, John H. Korns, II, amicus curiae for Jarrell B. Ormand, Washington, D. C.

Before COLEMAN, MORGAN and RONEY, Circuit Judges.

LEWIS R. MORGAN, Circuit Judge:

In this case the Securities and Exchange Commission filed a civil action to permanently enjoin certain corporations and individuals from distributing unregistered securities and engaging in fraudulent manipulative practices in connection with the sale of securities.

Prior to the judgment below, nine of the defendants had agreed to permanent injunctions and the SEC had dismissed five...

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