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UNITED STATES v. TORTORELLO

No. 365, Docket 72-1957.

480 F.2d 764 (1973)

UNITED STATES of America, Appellee, v. Arthur TORTORELLO, Appellant.

United States Court of Appeals, Second Circuit.

Decided April 5, 1973.

Attorney(s) appearing for the Case

Graham Hughes, New York City (Nancy Rosner, Elliott A. Taikeff, and Rosner & Rosner, New York City, on the brief), for appellant.

Patrick T. Burke, Sp. Atty., Dept. of Justice, Washington, D. C. (Whitney North Seymour, Jr., U. S. Atty., and John W. Nields, Jr., Asst. U. S. Atty., New York City, on the brief), for appellee.

Before FRIENDLY, Chief Judge, and MANSFIELD and TIMBERS, Circuit Judges.

TIMBERS, Circuit Judge:

Appellant Arthur Tortorello appeals from a judgment of conviction entered upon a jury verdict returned November 12, 1971 after a ten day trial before Milton Pollack, District Judge, in the Southern District of New York finding Tortorello guilty on two counts of sale of unregistered securities, in violation of Section 5 of the Securities Act of 1933, 15 U.S.C. § 77e(a)(1) and (2) (1970); on two counts of violation of the antifraud...

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