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SECURITIES AND EXCHANGE COM'N v. KELLER INDUSTRIES, INC.

No. 71 Civ. 143.

342 F.Supp. 654 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. KELLER INDUSTRIES, INC., et al., Defendants.

United States District Court, S. D. New York.

April 27, 1972.

Attorney(s) appearing for the Case

Kevin Thomas Duffy, Regional Administrator, New York City, for plaintiff by John F. X. Peloso, Irwin M. Borowski, Michael D. Donahue, George W. Brandt, Jr., New York City, of counsel.

Mudge, Rose, Guthrie & Alexander, New York City, Feibelman, Friedman, Britton & Stettin, Miami, Fla., for defendants by Joseph C. Daley, New York City, Carmen Accordino, Miami, Fla., of counsel.

GURFEIN, District Judge.

This is an action in which the Securities and Exchange Commission (SEC) has charged that Keller Industries, Inc. (Industries), its President Henry A. Keller (Keller), and its chief financial officer Norman C. Edelcup (Edelcup) knowingly disseminated false and misleading interim financial statements in violation of the Securities Exchange Act of 1934 and the Securities Act of 1933. The SEC now moves for a preliminary injunction against the...

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