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SECURITIES & EXCH. COM'N v. CONTINENTAL TOBACCO CO. OF S.C.

No. 71-2955.

463 F.2d 137 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellant, v. CONTINENTAL TOBACCO COMPANY OF SOUTH CAROLINA, Inc., Defendant-Appellee.

United States Court of Appeals, Fifth Circuit.

Rehearing and Rehearing Denied August 14, 1972.

Attorney(s) appearing for the Case

Roderick Knott, Miami, Fla., Walter P. North, Associate Gen. Counsel, Frederick L. White, Atty., Richard S. Seltzer, Spec. Counsel, G. Bradford Cook, Gen. Counsel, Washington, D.C., for plaintiff-appellant.

Jeffrey Tew, Miami, Fla., for defendant-appellee.

Before THORNBERRY, COLEMAN and INGRAHAM, Circuit Judges.

Rehearing and Rehearing En Banc Denied August 14, 1972.

COLEMAN, Circuit Judge.

This is a case in which the District Court held that certain securities of the Continental Tobacco Company of South Carolina were exempt from registration under the Securities Acts of 1933 and 1934 in that they were not publicly offered, Securities and Exchange Commission v. Continental Tobacco Company of South Carolina, 326 F.Supp. 588 (S...

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