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KLEIN v. SHIELDS & COMPANY

No. 21, Docket 72-1245.

470 F.2d 1344 (1972)

Ernest KLEIN, Plaintiff-Appellant, v. SHIELDS & COMPANY and Warner G. Cosgrove, Jr., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided December 8, 1972.

Attorney(s) appearing for the Case

Ernest Klein, New York City, plaintiff-appellant, pro se.

Charles E. D. Jurrist, New York City (Leonard Joseph and Dewey, Ballantine, Bushby, Palmer & Wood, New York City, on the brief), for defendants-appellees.

Before HAYS, OAKES and TIMBERS, Circuit Judges.

TIMBERS, Circuit Judge:

Appellant Ernest Klein appeals from orders entered in the Southern District of New York, Harold R. Tyler, District Judge, which (1) granted appellees' motion to dismiss with prejudice Klein's pro se1 complaint which alleged violations of the federal securities laws and breach of contract; and (2) awarded $600 attorney's fees to defendants. For the reasons stated below, we affirm the dismissal of the complaint...

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