1. Home
  2. Browse Decisions
  3. F.2d
  4. 463 F.2d
  5. 463 F.2d 1075 (1972)
 

SANDERS v. JOHN NUVEEN & CO., INC.

Nos. 71-1163, 71-1164.

463 F.2d 1075 (1972)

Henry T. SANDERS, Plaintiff-Appellant, v. JOHN NUVEEN & CO., INC., Defendants-Appellees. Henry T. SANDERS, Plaintiff-Appellee, v. JOHN NUVEEN & CO., INC., Defendants-Appellants.

United States Court of Appeals, Seventh Circuit.

Decided June 9, 1972.

Attorney(s) appearing for the Case

Maurice J. McCarthy, Melville B. Bowen, Jr., Chicago, Ill., for Henry T. Sanders.

James B. O'Shaughnessy, Joel A. Haber, Allan Horwich, Milton H. Cohen, Michael Ford, Dey W. Watts, Chicago, Ill., for John Nuveen & Co.

Before HASTINGS, Senior Circuit Judge, and KILEY and SPRECHER, Circuit Judges.

SPRECHER, Circuit Judge.

This appeal raises two principal issues: (1) whether promissory notes with a maturity not exceeding nine months but offered to the public as an investment are "securities" within the definition of the Securities Exchange Act of 1934 and (2) whether the representative of an antagonistic class can properly intervene and assume representation of the plaintiff class without notice to the members of that class?

Plaintiff, Henry T. Sanders...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases