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SECURITIES & EXCH. COM'N v. FIRST SECURITIES CO. OF CHICAGO

No. 71-1422.

466 F.2d 1035 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. FIRST SECURITIES COMPANY OF CHICAGO, Defendant. Union Bank & Trust Company, Helena, Montana, Claimant-Appellant, Keith S. McKy, Receiver-Appellee, Customer Creditors Committee, Committee-Appellee.

United States Court of Appeals, Seventh Circuit.

Decided August 1, 1972.

Certiorari Denied December 4, 1972.

Attorney(s) appearing for the Case

Frank G. Uriell, Ellis A. Ballard, Robert C. Bonges, Pope, Ballard, Kennedy, Shepard & Fowle, Chicago, Ill., Attorneys for claimant-appellant.

Samuel H. Young, John D. Cummins, Chicago, Ill., for committee-appellee.

Charles Aaron, Michael L. Weissman, Chicago, Ill., Aaron, Aaron, Schimberg & Hess, Chicago, Ill., for receiver-appellee.

John I. Mayer, Joseph L. Grant, S. E. C., Chicago, Ill., for S. E. C.

Before HAMLEY, STEVENS and SPRECHER, Circuit Judges.

Certiorari Denied December 4, 1972. See 93 S.Ct. 528.

SPRECHER, Circuit Judge.

This is another sad chapter in the case of Leston B. Nay and the frauds he perpetrated over a long period of years against a great number of innocent investors. The record in this court in the prior appeal of 15 individual escrow participants, Olga Hochfelder et al., has been made part of the record in this appeal. SEC v. First Securities Co., 463 F.2d 981

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