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SECURITIES & EXCH. COM'N v. FIRST SECURITIES CO. OF CHICAGO

No. 71-1272.

463 F.2d 981 (1972)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. FIRST SECURITIES COMPANY OF CHICAGO, Defendant. Olga Hochfelder et al., Claimants-Appellants, Keith S. McKy, Receiver-Appellee, Customer Creditors Committee, Committee-Appellee.

United States Court of Appeals, Seventh Circuit.

Rehearings Denied May 2, and May 8, 1972.

Certiorari Denied October 10, 1972.

Attorney(s) appearing for the Case

Philip A. Loomis, Jr., Washington, D. C., John I. Mayer and Joseph L. Grant, Chicago, Ill., for Securities Exchange Commission.

Donald Vetter, Leon M. Despres, Albert Schwartz, Alex Elson, Willard Lassers, Aaron S. Wolff, Willard L. King, Stanley N. Gore, King, Robin, Gale & Pillinger, Elson, Lassers & Wolff, Chicago, Ill., for appellants.

Samuel H. Young, Charles Aaron, Michael L. Weissman, Aaron, Aaron, Schimberg & Hess, Chicago, Ill., for appellee.

Before SWYGERT, Chief Judge, and HASTINGS, Senior Circuit Judge, and SPRECHER, Circuit Judge.

Certiorari Denied October 10, 1972. See 93 S.Ct. 85.

SWYGERT, Chief Judge.

This is an appeal from the disallowance of fifteen claims of individuals in the total amount of $972,500 asserted against the assets of a securities brokerage firm with regard to which an equitable receivership is in progress in the district court. The defendant in the equitable receivership, First Securities Company of Chicago (hereinafter, "First Securities"), was registered with...

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