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COURTLAND v. WALSTON & CO., INC.

No. 66 Civ. 1024.

340 F.Supp. 1076 (1972)

Evelyn COURTLAND, Plaintiff, v. WALSTON & CO., INC., et al., Defendants.

United States District Court, S. D. New York.

February 10, 1972.

Attorney(s) appearing for the Case

Shearman & Sterling, New York City, for defendants; Lunney, Downey & Crocco, by J. Robert Lunney, New York City, of counsel.

Grossman & Grossman, New York City, for plaintiff; by Harry Grossman, Richard Kaye, New York City, of counsel.

OPINION

BRIEANT, District Judge.

Plaintiff, a disappointed former customer of an investment house, brings this action against her stockbrokers ("Walston"), and also against the executors of a deceased registered representative formerly employed by Walston, ("decedent"). The action is based upon alleged violations of the Securities Act of 1933, 15 U.S.C. § 77a et seq., the Securities Exchange Act of 1934, 15 U.S.C. § 78a et seq., and the Investment...

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