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SINCLAIR v. SECURITIES AND EXCHANGE COMMISSION

No. 1006, Docket 71-1368.

444 F.2d 399 (1971)

Edward SINCLAIR, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Second Circuit.

Decided June 21, 1971.

Attorney(s) appearing for the Case

Lawrence Greenapple, New York City, (Otterbourg, Steindler, Houston & Rosen, New York City, on the brief), for petitioner.

Paul Gonson, Asst. Gen. Counsel, Securities and Exchange Commission, Washington, D. C. (Philip A. Loomis, Jr., Gen. Counsel, David Ferber, Sol., Ralph K. Kessler, Atty., and Kathryn B. McGrath, Atty., Securities and Exchange Commission, Washington, D. C., on the brief), for respondent.

Before KAUFMAN, HAYS, and MANSFIELD, Circuit Judges.

PER CURIAM:

Upon this petition for review we affirm the order of the Securities and Exchange Commission ("Commission") entered on March 24, 1971, after administrative hearings pursuant to §§ 15(b) and 15A of the Securities Exchange Act of 1934, which barred petitioner from further association with any broker or dealer in securities on the ground that he had wilfully violated and aided and abetted violation of the anti-fraud provisions of § 17(a) of...

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