KLEIN v. ADAMS & PECK

No. 175, Docket 34672.

436 F.2d 337 (1971)

Ernest KLEIN, Plaintiff-Appellant, v. ADAMS & PECK, Defendant, Spear, Leeds & Kellogg, James Crane Kellogg III, and Raymond E. Grabowski, Defendants-Appellees. Ernest KLEIN, Plaintiff-Appellant, v. WOOD, WALKER & CO., Defendant, Spear, Leeds & Kellogg, James Crane Kellogg III, and Raymond E. Grabowski, Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided January 4, 1971.


Attorney(s) appearing for the Case

Ernest Klein, pro se.

Denis B. Sullivan, Reavis & McGrath, New York City, for defendants-appellees.

Before SMITH and FEINBERG, Circuit Judges, and LEVET, District Judge.


J. JOSEPH SMITH, Circuit Judge.

These cases constitute two of the many actions brought by this plaintiff in the federal courts against these defendants and other stockbrokers and stock exchange specialists. In addition, plaintiff has filed numerous actions against the very same defendants in the New York State Supreme Court, Kings County. The charges of wrongdoing alleged in apparently all the federal actions (though generally different transactions are referred to...

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