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SECURITIES AND EXCHANGE COM'N v. H. L. RODGER & BRO.

No. 18709.

444 F.2d 1077 (1971)

In the Matter of SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. H. L. RODGER & BRO., a partnership, et al., Defendants-Appellees, v. Gladys B. BEAK, Executrix of the Last Will of Robert M. Beak, Deceased, Petitioner-Appellant.

United States Court of Appeals, Seventh Circuit.

Rehearing Denied July 27, 1971.

Attorney(s) appearing for the Case

Vincent G. Rinn, Samuel W. Miller, Denis J. Owens, Owens, Owens & Rinn, Chicago, Ill., for petitioner-appellant.

Melvin S. Newman, Avrum H. Dannen, Chicago, Ill., for defendants-appellees.

Before SWYGERT, Chief Judge, CASTLE, Senior Circuit Judge, and CUMMINGS, Circuit Judge.

SWYGERT, Chief Judge.

This is an appeal from a denial of a petition for reclamation filed in the receivership of a defunct stock brokerage firm. The underlying receivership proceeding was instituted by the Securities and Exchange Commission against H. L. Rodger & Bro. (Rodger), a registered broker-dealer in securities. During the course of the receivership, Robert M. Beak1 filed a petition for reclamation of

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