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QUINN AND COMPANY v. SECURITIES AND EXCHANGE COM'N

No. 71-1090.

452 F.2d 943 (1971)

QUINN AND COMPANY, Inc., and John Dornacker, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Tenth Circuit.

December 17, 1971.

Attorney(s) appearing for the Case

Ernest W. Lohf, Denver, Colo., for petitioners.

Walter P. North, Associate Gen. Counsel (Jacob H. Stillman, Asst. Gen. Counsel, Frederic T. Spindel and Frederick L. White, Attys., on the brief), Securities and Exchange Comm., Washington, D. C., for respondent.

Before PICKETT, HILL and BARRETT, Circuit Judges.

HILL, Circuit Judge.

Quinn and Company, Inc. and Dornacker have petitioned this Court to review an order of the Securities and Exchange Commission entered on January 25, 1971, suspending Dornacker from association with any broker or dealer for a period of 20 days, and suspending Quinn and Company, Inc., from membership in the National Association of Securities Dealers, Inc., for a 15-day period to begin concurrently with Dornacker's suspension. By an order entered...

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