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DOUGLASS v. GLENN E. HINTON INVESTMENTS, INC.

No. 25675.

440 F.2d 912 (1971)

Eleanor DOUGLASS, Appellee, v. GLENN E. HINTON INVESTMENTS, INC., a corporation, Appellant.

United States Court of Appeals, Ninth Circuit.

On Petition for Clarification March 24, 1971.

Attorney(s) appearing for the Case

Wilbert C. Anderson (argued), of Jones, Grey, Bayley & Olsen, Seattle, Wash., for appellant.

Thomas H. S. Brucker (argued), of Stern, Gayton, Neubauer & Brucker, George W. Akers, Seattle, Wash., for appellee.

Before HAMLEY, KOELSCH and WRIGHT, Circuit Judges.

HAMLEY, Circuit Judge:

Eleanor Douglass brought this action against Virgil Russell and Glenn E. Hinton Investments, Inc. (Hinton) to recover the damages she sustained in purchasing securities from Russell, a broker employed by Hinton. Four of plaintiff's six claims, as set out in her complaint, are based upon federal statutes and agency rules promulgated thereunder.1 The fifth and sixth claims are based upon theories of fraud and negligent...

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