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KLEIN v. BOWER

No. 213, Docket 33754.

421 F.2d 338 (1970)

Ernest KLEIN, Plaintiff-Appellant, v. John J. BOWER, William F. O'Connor, Bower, O'Connor & Taylor, a partnership, Mary Anna Macukas, Caroline Schiff, Mary Ann Oates, Jerome Ackerman, National Bank of North America, Belgian-American Banking Corporation, Christian Hislaire and Northeastern Pennsylvania National Bank & Trust Co., Defendants-Appellees, and Jacques Fisher, Susan Fisher, Andrew Bekefi, Lilian Bekefi, Securities Clearance Corp., Paul Sandrisser and Amalgamated Bank of New York, Defendants.

United States Court of Appeals, Second Circuit.

Decided January 23, 1970.

Attorney(s) appearing for the Case

Israel I. Davidson, Brooklyn, N. Y. (Irving L. Weinberger, New York City, on the brief), for appellant.

Michael M. Maney, New York City (Sullivan & Cromwell, Michael A. Cooper, New York City, on the brief), for appellees Belgian-American Banking Corp. and Christian Hislaire.

Leonard Joseph, New York City (Dewey, Ballantine, Bushby, Palmer & Wood, Francis R. Jones, New York City, on the brief), for appellee Northeastern Pa. Nat. Bank & Trust Co.

John Gardner, New York City (Bower, O'Connor & Gardner, New York City), for appellees John J. Bower, William F. O'Connor, Bower, O'Connor & Taylor, a partnership, Mary Anna Macukas, Caroline Schiff and Mary Ann Oates.

Myron J. Greene, New York City (Millard & Greene, New York City), on the brief for appellee, Jerome Ackerman.

Anthony J. D'Auria, New York City (Cole & Deitz, New York City), on the brief, for appellee, National Bank of North America.

Before WATERMAN, FRIENDLY and SMITH, Circuit Judges.

J. JOSEPH SMITH, Circuit Judge:

This action was brought by appellant Klein against various banks and individuals (including secretaries and stenographers of defendant law firm), a law partnership and a factor for damages and other relief arising out of loans he obtained using registered securities as collateral. Appellant alleged six "causes of action": the first charging violations of the margin requirements on loans secured by securities set by the Board of Governors...

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