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SECURITIES & EXCHANGE COMMISSION v. PEARSON

No. 9975.

426 F.2d 1339 (1970)

SECURITIES AND EXCHANGE COMMISSION, Appellant, v. Lyndon L. PEARSON, Appellee.

United States Court of Appeals, Tenth Circuit.

May 22, 1970.

Attorney(s) appearing for the Case

David Ferber, Solicitor (Philip A. Loomis, Jr., Gen. Counsel, Edward B. Wagner, Asst. Gen. Counsel, Warren G. Stolusky, Atty., S. E. C., Washington, D. C., were on the brief) for appellant.

Cleeta John Rogers, Oklahoma City, Okl. (B. Cyril Rogers and A. Bob Jordan, Oklahoma City, Okl., were on the brief) for appellee.

Before MURRAH and PICKETT, Senior Circuit Judges, and HOLLOWAY, Circuit Judge.

HOLLOWAY, Circuit Judge.

The Securities and Exchange Commission (the Commission) brought suit in the District Court for preliminary and permanent injunctions against eight defendants, including appellee Pearson, to restrain violations of the registration and antifraud provisions of the federal securities laws.1 Specifically the Commission charged that violations occurred by trading in unregistered stock; unlawful manipulations of the price...

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