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KLEIN v. WALSTON & CO., INC.

No. 142, Docket 34735.

432 F.2d 936 (1970)

Ernest KLEIN, Plaintiff-Appellant, v. WALSTON & CO., Inc., Defendant-Appellee.

United States Court of Appeals, Second Circuit.

Decided October 29, 1970.

Attorney(s) appearing for the Case

Ernest Klein, pro se.

Robert W. Cinque, New York City (Jackson, Nash, Brophy, Barringer & Brooks, New York City, of counsel), for defendant-appellee.

Before MOORE, FRIENDLY and ADAMS, Circuit Judges.

PER CURIAM:

Plaintiff's complaint, filed in the District Court for the Eastern District of New York in 1969, sought damages in connection with securities transactions in 1959, with respect to which defendant had secured a judgment in the Supreme Court of New York for New York County in 1961. The complaint alleged claims based on contract and fraud, and also under the Securities Exchange Act of 1934. The common law claims...

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