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HILLER v. SECURITIES AND EXCHANGE COMMISSION

No. 562, Docket 33287.

429 F.2d 856 (1970)

Melvyn HILLER, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Second Circuit.

Decided June 4, 1970.

Attorney(s) appearing for the Case

George S. Meissner, Brooklyn, N. Y. (Spector, Meissner, Greenspun, Berman & Fink, Brooklyn, N. Y., on the brief), for petitioner.

Paul Gonson, Asst. Gen. Counsel, Securities and Exchange Commission, Washington, D. C. (Philip A. Loomis, Jr., Gen. Counsel, David Ferber, Sol., and Harvey A. Rowen, Atty., S.E.C., Washington, D. C., on the brief), for respondent.

Before MOORE and FEINBERG, Circuit Judges, and BONSAL, District Judge.

MOORE, Circuit Judge:

The orders at issue in this petition for review arose out of a private administrative proceeding instituted by the Securities and Exchange Commission (SEC) against the broker-dealer firm of Richard Bruce & Co. (Bruce & Co.) and several individuals connected with the firm. Melvyn Hiller was president of Bruce & Co. from 1957 until 1963, when the firm's registration was revoked as a result...

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