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H. KOOK & CO. v. SCHEINMAN, HOCHSTIN & TROTTA, INC.

Nos. 610, 611, Dockets 33152, 33153.

414 F.2d 93 (1969)

H. KOOK & CO., Inc. and Andrew L. Wormser, Appellants, v. SCHEINMAN, HOCHSTIN & TROTTA, INC., Appellee.

United States Court of Appeals Second Circuit.

Decided July 11, 1969.

Attorney(s) appearing for the Case

Joel M. Leifer, New York City, for appellants.

Michael H. Greenberg, New York City (Graubard & Moskovitz, Peter N. Schiller, John A. Young, New York City, on the brief), for appellee.

Before WATERMAN, FRIENDLY and KAUFMAN, Circuit Judges.

IRVING R. KAUFMAN, Circuit Judge:

In this day when the operations of the securities market and decisions concerning those operations have created an ever-widening circle of collateral problems, we are asked to determine what effect is to be given options to buy or sell a particular stock when, after the option has been written, but before it is exercised, the Securities and Exchange Commission suspends trading in the security...

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