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STATE v. HODGE

No. 45,428

204 Kan. 98 (1969)

460 P.2d 596

STATE OF KANSAS, Appellee, v. THOMAS C. HODGE, Appellant.

Supreme Court of Kansas.

Opinion filed November 8, 1969.

Attorney(s) appearing for the Case

Donald D. Barry, of Topeka, argued the cause and was on the brief for the appellant.

Richard Seaton, Assistant Attorney General, argued the cause, and Kent Frizzell, Attorney General, and E. Edward Johnson, Special Assistant Attorney General, were with him on the brief for the appellee.

The opinion of the court was delivered by

SCHROEDER, J.:

This is a criminal action in which the defendant is charged with selling securities without having registered them with the securities commissioner as required by K.S.A. 17-1255, and with failure to register as a broker-dealer in connection with the sale of such securities as required by K.S.A. 17-1254. Appeal has been duly perfected by the defendant from a conviction on each count.

The underlying...

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