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BECK v. SECURITIES & EXCHANGE COMMISSION

No. 19018.

413 F.2d 832 (1969)

Herbert BECK, Petitioner, v. SECURITIES & EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Sixth Circuit.

July 10, 1969.

Attorney(s) appearing for the Case

Donald B. Gardiner, Columbus, Ohio, David J. Young, Columbus, Ohio, Dunbar, Kienzle & Murphey, Columbus, Ohio, of counsel, on brief, for petitioner.

Walter P. North, Associate General Counsel, Securities & Exchange Commission, Washington, D. C., Philip A. Loomis, Jr., General Counsel, Jacob H. Stillman, Asst. General Counsel, Brian M. Eisenberg, Atty., Securities and Exchange Commission, Washington, D. C., on brief, for respondent.

Before PECK, McCREE, and COMBS, Circuit Judges.

McCREE, Circuit Judge.

Petitioner seeks review pursuant to Section 25(a) of the Securities Exchange Act, 15 U.S.C. § 78y(a), of an order of the Securities Exchange Commission. The Commission's order revoked the broker-dealer registration of petitioner's former employer, Commonwealth Securities Corporation, and found that petitioner's willful violations of the antifraud provisions of the Securities Act and the Exchange Act1 were the...

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