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SECURITIES AND EXCHANGE COMMISSION v. AMERICAN BERYLLIUM & OIL CORP.

No. 68 Civ. 1939.

303 F.Supp. 912 (1969)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. AMERICAN BERYLLIUM & OIL CORPORATION et al., Defendants.

United States District Court S. D. New York.

June 25, 1969.

Attorney(s) appearing for the Case

Mahlon M. Frankhauser, Regional Administrator, S. E. C., New York City, for plaintiff; Donald N. Malawsky and Marvin G. Pickholz, New York City, of counsel.

Jerry Zohn, New York City, for defendant Gottlieb.

Louis Kaye, New York City, for defendant Hesse.

OPINION

COOPER, District Judge.

The Securities and Exchange Commission (SEC), moving pursuant to 15 U. S.C. § 77t(b) and 15 U.S.C. § 78u(e), seeks to enjoin alleged violations of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in essence charges that all defendants1 have (1) sold unregistered stock of American Beryllium & Oil Corporation (ABO) in violation of Sections 5(a) and ...

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