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KLEIN v. SPEAR, LEEDS & KELLOGG

No. 68 Civ. 5148.

306 F.Supp. 743 (1969)

Ernest KLEIN, Plaintiff, v. SPEAR, LEEDS & KELLOGG, James Crane Kellogg III, Raymond E. Grabowski, Mabon, Nugent & Co., Weingarten & Co., Herman Lass, Lew Sonn, Sidney S. Bobbe, Vanden, Broeck, Lieber & Co., Thomson & McKinnon, Reynolds & Co., and Herman Fins, Defendants.

United States District Court S. D. New York.

July 23, 1969.

Attorney(s) appearing for the Case

Ernest Klein pro se.

Reavis & McGrath, New York City, for defendants Spear, Leeds & Kellogg, James Crane Kellogg III, and Raymond Grabowski; Denis B. Sullivan, New York City, of counsel.

Sidney S. Bobbe, New York City, for defendants Mabon, Nugent & Co., Weingarten & Co., Herman Lass and Lew Sonn, also appearing pro se.

Satterlee, Warfield & Stephens, New York City, for defendant Vanden Broeck, Lieber & Co.; George F. Adams, New York City, of counsel.

Hall, McNicol, Marett & Hamilton, New York City, for defendant Thomson & McKinnon; Donald G. McCabe, New York City, of counsel.

Townsend & Lewis, New York City, for defendants Reynolds & Co. and Herman Fins; Eliot H. Lumbard, Daniel E. Kirsch, New York City, of counsel.

OPINION

COOPER, District Judge.

On December 27, 1968 plaintiff, pro se, brought this suit against a total of twelve defendants charging in four separate claims that they violated the Securities Act of 1933 and the Securities Exchange Act of 1934 by manipulating the price at which certain stock owned by plaintiff was purchased and sold.

All defendants herein, moving separately, seek summary judgment1 dismissing...

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