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SECURITIES AND EXCH. COM'N v. SHATTUCK DENN MINING CORP.

No. 68 Civ. 73.

297 F.Supp. 470 (1968)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. SHATTUCK DENN MINING CORPORATION, Willard J. LaMorte, Benjamin Perlen, L. J. Forget & Co., Ltd., L. J. Forget (Bahamas), Ltd., Farrell Vincent, Defendants.

United States District Court S. D. New York.

April 2, 1968.

Attorney(s) appearing for the Case

Mahlon M. Frankhauser, Regional Administrator, Securities and Exchange Commission, New York City, for plaintiff; Arthur Goldman, David B. Bliss, Donald N. Malawsky, Marvin G. Pickholz, New York City, of counsel.

H. A. and C. E. Heydt, New York City, for defendant Shattuck Denn Mining Corporation; Alan Palwick, New York City, of counsel.

Doman & San Filippo, New York City, for defendant Willard J. LaMorte; Nicholas R. Doman, Augustin J. San Filippo, New York City, of counsel.

OPINION

COOPER, District Judge.

In this action the Securities and Exchange Commission (hereinafter SEC) seeks to have the Court enjoin the six defendants from further violations of various provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 and the rules and regulations promulgated by the SEC thereunder.

Since the inception of these proceedings, one defendant, Benjamin Perlen, has consented to the entry of final judgment...

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