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VANASCO v. SECURITIES & EXCHANGE COMMISSION

No. 214, Docket 31617.

395 F.2d 349 (1968)

Edward VANASCO, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals Second Circuit.

Decided May 31, 1968.

Attorney(s) appearing for the Case

Harvey J. Klaris, Feiner & Klaris, New York City, for petitioner.

Walter P. North, Assoc. Gen. Counsel, Philip A. Loomis, Jr., Gen. Counsel, Meyer Eisenberg, Asst. Gen. Counsel, Theodore S. Kaplan, Atty., Securities and Exchange Commission, for respondent.

Before WATERMAN, FRIENDLY and SMITH, Circuit Judges.

WATERMAN, Circuit Judge:

Petitioner has asked us to review, pursuant to Section 25(a) of the Securities Exchange Act of 1934, 15 U.S.C. § 78y (a), an order of the Securities and Exchange Commission (SEC) barring him from association with any broker or dealer. This severe penalty was imposed upon petitioner by the Commission after the Commission found that petitioner had wilfully violated, or had aided and abetted the wilful violation of, the anti-fraud provisions...

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